Why good people still struggle to demonstrate compliance in practice.
Who is responsible when something goes wrong?
Compliance is often owned by a small number of individuals, but the risks that affect compliance sit across systems, suppliers, people and processes.
In Webinar 2 of the Net-Defence ‘Compliance in Law Firms’ series, Debra Cairns, Managing Director at Net-Defence, will explore why accountability and control are rarely aligned, and why good compliance professionals still struggle to evidence compliance in practice.
This practical session will examine where responsibility really sits, what regulators increasingly expect, and why compliance is often a structural challenge rather than a people challenge.
The session will cover:
· Where compliance accountability sits
· Why operational risk often exists outside compliance teams
· The challenges of managing third parties and technology providers
· The importance of governance, visibility and oversight
· What regulators expect firms to evidence
Register your free attendance by clicking here and completing the registration form.
